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* 1. What is the top compliance challenge you face today?

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* 2. How would you describe your firm's approach to regulatory reporting data management?

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* 3. How many third-party service providers are supporting your compliance function today?

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* 4. What level of automation has your compliance function achieved?

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* 5. What single change would improve your firm's ability to meet its compliance obligations?

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* 6. Name and Company Email

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