Non-Financial Risk Leaders 2021 Survey

CeFPro's Non-Financial Risk Research 2021

Non-Financial Risk typically cover qualitative risks, and typically lack data sets to ‘measure’ the financial risk.

This international, and comprehensive survey, will seek to address a number of critical challenges, and opportunities, faced by non-financial risk professionals

- Status of the industry
- Current challenges, opportunities and threats
- Target specific and key non-financial risks being faced
- Explore and identify key vendors and consultants, and end-users’ preferences, cost-effectiveness and service levels
- Identify future trends and opportunities

All respondents of the survey will receive a complimentary copy of the report findings. Only questions with a * are compulsory to be answered and this is to avoid any conflict of interest.

Question Title

* About you
All responses will be treated as strictly confidential and all data collated will only be used by CeFPro for analysis. CeFPro requires name and email address to validate some responses. No contact information or data will be shared with third parties.

First Name *

Last Name *

Company

Job title

Email Address *

Phone Number

Question Title

* Of the vendors and consultants you have used in the last 12 months, which would you rank as the current leader for the management of non-financial risk, considering investment/implementation costs, usability, effectiveness and adaptability? (Ranking in order of preference, 1 = best, 2 = second best, 3 = third best)

Question Title

* What are your top 3 non-financial risk topics for the coming 12 months? (Ranking in order of preference, 1 = most important , 2 = second most important, 3 = third most important)

Question Title

* Please state the relative priority for managing non-financial risk, compared to other financial risks (such as credit and market risks) in your organization currently:

Very High

High

Not high today but will be in the next 12 months

Low

Very Low

Please specify why?

Question Title

* How important do you rate the following investment areas for 2021:

	Not important	Important	Very important	Most significant
AI / Automation	AI / Automation Not important	AI / Automation Important	AI / Automation Very important	AI / Automation Most significant
AML	AML Not important	AML Important	AML Very important	AML Most significant
Anti-fraud	Anti-fraud Not important	Anti-fraud Important	Anti-fraud Very important	Anti-fraud Most significant
Business continuity / Disaster recovery	Business continuity / Disaster recovery Not important	Business continuity / Disaster recovery Important	Business continuity / Disaster recovery Very important	Business continuity / Disaster recovery Most significant
Change / Organizational risk (personnel, tech)	Change / Organizational risk (personnel, tech) Not important	Change / Organizational risk (personnel, tech) Important	Change / Organizational risk (personnel, tech) Very important	Change / Organizational risk (personnel, tech) Most significant
Climate change / Environmental risk	Climate change / Environmental risk Not important	Climate change / Environmental risk Important	Climate change / Environmental risk Very important	Climate change / Environmental risk Most significant
Conduct / Culture risk	Conduct / Culture risk Not important	Conduct / Culture risk Important	Conduct / Culture risk Very important	Conduct / Culture risk Most significant
Cyber security	Cyber security Not important	Cyber security Important	Cyber security Very important	Cyber security Most significant
Data management	Data management Not important	Data management Important	Data management Very important	Data management Most significant
Digitalization	Digitalization Not important	Digitalization Important	Digitalization Very important	Digitalization Most significant
Financial crime	Financial crime Not important	Financial crime Important	Financial crime Very important	Financial crime Most significant
Geopolitical / Strategic risk	Geopolitical / Strategic risk Not important	Geopolitical / Strategic risk Important	Geopolitical / Strategic risk Very important	Geopolitical / Strategic risk Most significant
Human resources	Human resources Not important	Human resources Important	Human resources Very important	Human resources Most significant
IT / Technology risk	IT / Technology risk Not important	IT / Technology risk Important	IT / Technology risk Very important	IT / Technology risk Most significant
Model risk	Model risk Not important	Model risk Important	Model risk Very important	Model risk Most significant
Operational resilience	Operational resilience Not important	Operational resilience Important	Operational resilience Very important	Operational resilience Most significant
Operational risk	Operational risk Not important	Operational risk Important	Operational risk Very important	Operational risk Most significant
Privacy / Information & data protection	Privacy / Information & data protection Not important	Privacy / Information & data protection Important	Privacy / Information & data protection Very important	Privacy / Information & data protection Most significant
Regulatory / Compliance risk	Regulatory / Compliance risk Not important	Regulatory / Compliance risk Important	Regulatory / Compliance risk Very important	Regulatory / Compliance risk Most significant
Reputational risk	Reputational risk Not important	Reputational risk Important	Reputational risk Very important	Reputational risk Most significant
Third party risk	Third party risk Not important	Third party risk Important	Third party risk Very important	Third party risk Most significant

Question Title

* Of the following non-financial risks, which areas do you work in, directly or indirectly:
(to avoid an overly lengthy survey, we recommend you select the top 3 or 4, which we will request some additional information on)

AML & financial crime

Anti-fraud

Change / Organizational risk (personnel, tech)

Climate change / Environmental risk

Conduct / Culture risk

Cyber security

Data management

Digitalization

Enterprise risk (ERM)

Geopolitical / Strategic risk

Human resources

IT / Technology risk

Model risk

Operational resilience

Operational risk

Regulatory / Compliance risk

Reputational risk

Third party risk

Question Title

* About youAll responses will be treated as strictly confidential and all data collated will only be used by CeFPro for analysis. CeFPro requires name and email address to validate some responses. No contact information or data will be shared with third parties.

Question Title

Question Title

* What are your top 3 non-financial risk topics for the coming 12 months? (Ranking in order of preference, 1 = most important , 2 = second most important, 3 = third most important)

Question Title

* Please state the relative priority for managing non-financial risk, compared to other financial risks (such as credit and market risks) in your organization currently:

Question Title

* How important do you rate the following investment areas for 2021:

Question Title

* Of the following non-financial risks, which areas do you work in, directly or indirectly:(to avoid an overly lengthy survey, we recommend you select the top 3 or 4, which we will request some additional information on)

* About you
All responses will be treated as strictly confidential and all data collated will only be used by CeFPro for analysis. CeFPro requires name and email address to validate some responses. No contact information or data will be shared with third parties.

* Of the following non-financial risks, which areas do you work in, directly or indirectly:
(to avoid an overly lengthy survey, we recommend you select the top 3 or 4, which we will request some additional information on)