NAPA Net - Polling Places 041516

What’s Your Take on the Fiduciary Regulation?

Though we’ve had less than a week to absorb it, here’s your chance to weigh in on the final fiduciary regulation.

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1. Have you read the final regulation?

Yes.

Some of it.

A little of it.

None of it, but I’ve been reading the summaries.

Not yet.

Other (please specify)

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2. What’s your current take on the regulation?

It’s good.

We can work with it.

It’s better than the 2015 proposal.

It’s too soon to tell.

It’s going to keep a lot of people from getting the advice they need/want.

Not sure yet.

Other/Comments?

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3. What’s your biggest concern about the new regulation - or do you not have any?

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4. Do you think litigation will challenge any/all of the regulation?

Yes.

I certainly hope so.

Probably

Not sure.

Not a chance.

Litigation may result, but it's not likely to be successful.

Other/comments (please specify)

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5. Will it change anything with regard to how you do business?

No.

Not likely.

Some, but not very much.

It will have a big impact.

it will have a REALLY big impact.

Other (please specify)

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6. Are you currently an ERISA fiduciary?

Yes, on all accounts.

Yes, but not on all accounts.

Yes, but not on most accounts.

No.

Comments?

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7. When do you (normally) read NAPA-Net?

Soon as it comes out

Lunchtime

Afternoon

After I get home

On the weekend

It depends

Comments?

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8. Do you normally respond to our weekly reader poll?

Yes.

Sometimes

Not usually.

It depends

Other (please specify)

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9. If not, why not?

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10. What is your role working with retirement plans?

Advisor

Provider

TPA

Plan sponsor

Recordkeeper

Other (please specify)

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11. What size plans do you PRIMARILY work with?

Under $10 million in assets

$10-$20 million

$20-$50 million

$50-100 million

$100 million - $250 million

$250 million - $500 million

Above $500 million

Other (please specify)

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12. Any other comments about conflicts of interest, fiduciary responsibility, regulations in general, or this one in specificity?

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13. Suggestions for future survey questions?

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14. All responses are anonymous and confidential, of course - but if you'd like me to know who you are, or allow for a response, you can leave your email below...

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* 1. Have you read the final regulation?

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* 2. What’s your current take on the regulation?

Question Title

* 3. What’s your biggest concern about the new regulation - or do you not have any?

Question Title

* 4. Do you think litigation will challenge any/all of the regulation?

Question Title

* 5. Will it change anything with regard to how you do business?

Question Title

* 6. Are you currently an ERISA fiduciary?

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* 7. When do you (normally) read NAPA-Net?

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* 8. Do you normally respond to our weekly reader poll?

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* 9. If not, why not?

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* 10. What is your role working with retirement plans?

Question Title

* 11. What size plans do you PRIMARILY work with?

Question Title

* 12. Any other comments about conflicts of interest, fiduciary responsibility, regulations in general, or this one in specificity?

Question Title

* 13. Suggestions for future survey questions?

Question Title

* 14. All responses are anonymous and confidential, of course - but if you'd like me to know who you are, or allow for a response, you can leave your email below...

1. Have you read the final regulation?

2. What’s your current take on the regulation?

3. What’s your biggest concern about the new regulation - or do you not have any?

4. Do you think litigation will challenge any/all of the regulation?

5. Will it change anything with regard to how you do business?

6. Are you currently an ERISA fiduciary?

7. When do you (normally) read NAPA-Net?

8. Do you normally respond to our weekly reader poll?

9. If not, why not?

10. What is your role working with retirement plans?

11. What size plans do you PRIMARILY work with?

12. Any other comments about conflicts of interest, fiduciary responsibility, regulations in general, or this one in specificity?

13. Suggestions for future survey questions?

14. All responses are anonymous and confidential, of course - but if you'd like me to know who you are, or allow for a response, you can leave your email below...